{"id":575,"date":"2024-10-30T18:52:55","date_gmt":"2024-10-30T18:52:55","guid":{"rendered":"https:\/\/wp.hart-hoenig.com\/mandate\/"},"modified":"2024-11-19T18:41:06","modified_gmt":"2024-11-19T18:41:06","slug":"mandate","status":"publish","type":"page","link":"https:\/\/hart-hoenig.com\/en\/mandate\/","title":{"rendered":"CLIENTS"},"content":{"rendered":"<p>[et_pb_section fb_built=&#8221;1&#8243; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221;][et_pb_row _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221;][et_pb_heading title=&#8221;MANDATE&#8221; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221;][\/et_pb_heading][\/et_pb_column][\/et_pb_row][et_pb_row _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221;][et_pb_column type=&#8221;4_4&#8243; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; custom_padding=&#8221;|||75px|false|false&#8221; custom_padding_tablet=&#8221;|||25px|false|false&#8221; custom_padding_phone=&#8221;|||0px|false|false&#8221; custom_padding_last_edited=&#8221;on|phone&#8221; custom_css_main_element=&#8221;width: 95%!important;&#8221; global_colors_info=&#8221;{}&#8221; custom_css_main_element_last_edited=&#8221;on|desktop&#8221; custom_css_main_element_tablet=&#8221;width: 95%!important;&#8221; custom_css_main_element_phone=&#8221;width: 95%!important;&#8221;][et_pb_accordion closed_toggle_background_color=&#8221;#FFFFFF&#8221; use_icon_font_size=&#8221;on&#8221; icon_font_size=&#8221;35px&#8221; _builder_version=&#8221;4.27.3&#8243; _module_preset=&#8221;default&#8221; toggle_level=&#8221;h4&#8243; toggle_font=&#8221;|600|||||||&#8221; toggle_font_size=&#8221;15px&#8221; toggle_line_height=&#8221;1.2em&#8221; hover_enabled=&#8221;0&#8243; border_width_all=&#8221;0px&#8221; border_width_top=&#8221;2px&#8221; border_color_top=&#8221;#a5afb6&#8243; global_colors_info=&#8221;{}&#8221; toggle_text_color__hover_enabled=&#8221;on|desktop&#8221; toggle_text_color__hover=&#8221;#003b5a&#8221; sticky_enabled=&#8221;0&#8243;][et_pb_accordion_item open=&#8221;on&#8221; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; custom_css_free_form=&#8221;selector {||  display: none;||}&#8221; global_colors_info=&#8221;{}&#8221;][\/et_pb_accordion_item][et_pb_accordion_item title=&#8221;1. Banks and insurance companies&#8221; _builder_version=&#8221;4.27.2&#8243; _module_preset=&#8221;default&#8221; global_colors_info=&#8221;{}&#8221; open=&#8221;off&#8221;]<\/p>\n<ul>\n<li>Advising major foreign banks on risks in Cum-Ex-Trade transactions<\/li>\n<li>Advising the German branch office of a foreign insurer on money laundering risks<\/li>\n<li>Advising the German subsidiary of a major foreign bank on the criminal and regulatory risks in a BaFin special audit<\/li>\n<li>Advising a German bank in connection with risks in connection with finance products in Germany and other states<\/li>\n<li>Representation of a major German bank with regard to alleged violations of supervisory duties in relation to fraud and embezzlement by employees<\/li>\n<\/ul>\n<p>[\/et_pb_accordion_item][et_pb_accordion_item title=&#8221;2. Trading companies&#8221; _builder_version=&#8221;4.27.3&#8243; _module_preset=&#8221;default&#8221; hover_enabled=&#8221;0&#8243; global_colors_info=&#8221;{}&#8221; open=&#8221;off&#8221; sticky_enabled=&#8221;0&#8243;]<\/p>\n<ul>\n<li>Assisting a German group in uncovering fraudulent activities of the management of a foreign subsidiary and in resolving tax risks; assisting in the assertion of damage claims with the means of criminal law; advice on the elimination of weak points which favoured fraudulent activities<\/li>\n<li>Defending a member of the management board of a foreign trading company because of the alleged evasion of VAT<\/li>\n<li>Advising a DAX-30 company on risks involved in sponsoring agreements<\/li>\n<li>Advising a DAX-30 company on the risks of certain financing structures<\/li>\n<li>Advising a DAX-30 company on corruption risks involved in certain contractual structures for the establishment of foreign subsidiaries<\/li>\n<\/ul>\n<p>[\/et_pb_accordion_item][et_pb_accordion_item title=&#8221;3. Industrial undertakings&#8221; _builder_version=&#8221;4.27.3&#8243; _module_preset=&#8221;default&#8221; hover_enabled=&#8221;0&#8243; global_colors_info=&#8221;{}&#8221; open=&#8221;off&#8221; sticky_enabled=&#8221;0&#8243;]<\/p>\n<ul>\n<li>Advising and representing a German subsidiary of a foreign Group as well as collaborative defence of several defendants by several lawyers against charges of having fraudulently obtained subsidies and prepared wrong financial statements<\/li>\n<li>Advising a major German group on the connections under tax, company, antitrust and accounting law with Swiss companies connected through put and call options<\/li>\n<li>Auditing of a compliance system for the supervisory board of a DAX-30 company under the aspects of the avoidance of corruption and antitrust violations<\/li>\n<li>Representing a German subsidiary of a US producer of medicinal products with regard to alleged product deficiencies<\/li>\n<li>Advising a major foreign group on the risks involved under insolvency law in structuring an asset deal<\/li>\n<\/ul>\n<p>[\/et_pb_accordion_item][et_pb_accordion_item title=&#8221;4. Other service providers&#8221; _builder_version=&#8221;4.27.3&#8243; _module_preset=&#8221;default&#8221; hover_enabled=&#8221;0&#8243; global_colors_info=&#8221;{}&#8221; open=&#8221;off&#8221; sticky_enabled=&#8221;0&#8243; content_last_edited=&#8221;on|phone&#8221; toggle_font_size=&#8221;15px&#8221; content_tablet=&#8221;<\/p>\n<ul>\n<li>Beratung eines M&amp;A-Beratungsunternehmens zum Vorgehen bei der geplanten Beteiligung an einem Kundenunternehmen, um das Risiko zu vermeiden, wegen Insiderhandels verd\u00e4chtigt zu werden<\/li>\n<li>Beratung eines US-amerikanischen Beratungs-unternehmens zum Management der Risiken aus angeblich fehlerhaften \u00dcberbewertungen f\u00fcr den IPO eines Mandanten<\/li>\n<li>Sockelverteidigung f\u00fcr eine Labor\u00e4rzte-Praxisgemeinschaft gegen den Vorwurf angeblichen Abrechnungsbetrugs<\/li>\n<li>Beratung der schweizerischen Holding einer Gruppe von Ingenieursgesellschaften zu strafrechtlichen Risiken in Beteiligungen und Akquisitionsobjekten<\/li>\n<li>Beratung des Vorstands einer b\u00f6rsennotierten deutschen Tochter eines ausl\u00e4ndischen Unternehmens zum Vorwurf des Kapital-anlagebetrugs, der Marktmanipulation und falscher Jahresabschl\u00fcsse<\/li>\n<\/ul>\n<p>&#8221; content_phone=&#8221;<\/p>\n<ul>\n<li>Beratung eines M&amp;A-Beratungsunternehmens zum Vorgehen bei der geplanten Beteiligung an einem Kundenunternehmen, um das Risiko zu vermeiden, wegen Insiderhandels verd\u00e4chtigt zu werden<\/li>\n<li>Beratung eines US-amerikanischen Beratungs-unternehmens zum Management der Risiken aus angeblich fehlerhaften \u00dcberbewertungen f\u00fcr den IPO eines Mandanten<\/li>\n<li>Sockelverteidigung f\u00fcr eine Labor\u00e4rzte-Praxisgemeinschaft gegen den Vorwurf angeblichen Abrechnungsbetrugs<\/li>\n<li>Beratung der schweizerischen Holding einer Gruppe von Ingenieursgesellschaften zu strafrechtlichen Risiken in Beteiligungen und Akquisitionsobjekten<\/li>\n<li>Beratung des Vorstands einer b\u00f6rsennotierten deutschen Tochter eines ausl\u00e4ndischen Unternehmens zum Vorwurf des Kapital-anlagebetrugs, der Marktmanipulation und falscher Jahresabschl\u00fcsse<\/li>\n<\/ul>\n<p>&#8220;]<\/p>\n<ul>\n<li>Advising an M&amp;A consulting company on the procedure for the planned investment in a client company in order to avoid the risk of being suspected of insider trading<\/li>\n<li>Advising a US consultancy company on the management of the risks arising from allegedly erroneous over-valuations for the IPO of a client<\/li>\n<li>Collaborative defence of several defendants by several lawyers for a group practise of laboratory doctors against the accusation of alleged fraudulent billing<\/li>\n<li>Advising the Swiss parent of a group of engineering companies on the criminal risks in investments and acquisitions<\/li>\n<li>Advising the management board of a listed German subsidiary of a foreign company on charges of capital investment fraud, market manipulation and wrong financial statements<\/li>\n<\/ul>\n<p>[\/et_pb_accordion_item][et_pb_accordion_item title=&#8221;5. Individual defence&#8221; _builder_version=&#8221;4.27.3&#8243; _module_preset=&#8221;default&#8221; hover_enabled=&#8221;0&#8243; global_colors_info=&#8221;{}&#8221; open=&#8221;off&#8221; sticky_enabled=&#8221;0&#8243;]<\/p>\n<ul>\n<li>Defending a former member of the management board of Ferrostaal against charges of bribery in connection with the sale of submarines<\/li>\n<li>Defending the chairman of the management board of a listed company because of insider trading in connection with a takeover under the Takeover Act<\/li>\n<li>Defending the chairman of the management board of a foreign company because of alleged tax evasion, failure to pay social security contributions as well as violations against the Labour Leasing Act<\/li>\n<li>Assisting the managing director of the German subsidiary of a French listed group in connection with criminal proceedings in France concerning violations of the Stock Exchange Act as well as tax evasion<\/li>\n<li>Defending the finance director of a listed German company because of allegedly false financial statements<\/li>\n<\/ul>\n<p>[\/et_pb_accordion_item][\/et_pb_accordion][\/et_pb_column][\/et_pb_row][\/et_pb_section]<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Advising major foreign banks on risks in Cum-Ex-Trade transactions Advising the German branch office of a foreign insurer on money laundering risks Advising the German subsidiary of a major foreign bank on the criminal and regulatory risks in a BaFin special audit Advising a German bank in connection with risks in connection with finance products [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_et_pb_use_builder":"on","_et_pb_old_content":"","_et_gb_content_width":"","footnotes":""},"class_list":["post-575","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.8 - 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